Services

Your 401(k) Partner

Helping with the administration, compliance, and recordkeeping to make your job easy

Setup is a snap

Work with our 401(k) specialists to launch a custom plan in no time. Our program may completely integrate with your payroll software.

Fiduciary Responsibility

The advisors at Caldera Wealth Management Group are a 3(38) fiduciary and our partner, Transamerica is an ASPPA Certified Recordkeeper* and Plan Administrator.

Compliance

Your Form 5500 is filed automatically, offer safe harbor plans, and perform ongoing nondiscrimination testing.

Covering Everything—Including Fiduciary Duties

Investment Management

✅ Investment monitoring
✅ Low cost investment funds
✅ Automatic re-balancing+
✅ ERISA 3(38) fiduciary

Plan Administration and Record-keeping

✅ Integrated with top payroll software+*
✅ Profit sharing+
✅ Safe Harbor plans+
✅ Third party administrator+
✅ Employee education and notices*

Compliance and Reporting

✅ Nondiscrimination testing+
✅ Ongoing compliance test monitoring+
✅ Plan review consultation
✅ Automated statements*
✅ Form 5500 prep and filing+

Disclosure : Not all services provided by Caldera Wealth Management Group and are provided by third-party administration/TPA (+) and/or Recordkeeper (*).

Frequently Asked Questions

Administrative Differences

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you.

retire@calderawealth.com | (702) 846-4015